UK Independent. Sourced. Primary. · Est. 2024

Dukes Independent Financial Advisers Ltd | IFA Financial Advisers | Watford | Est. 2012

Dukes Independent Financial Advisers Ltd is a ifa financial advisers registered in Watford, established 2012. View company details, send a free enquiry and verify FCA status. Kaeltripton Financial Index.

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Dukes Independent Financial Advisers Ltd

IFA Financial Advisers · Watford, London · Est. 2012

14 years
Active Trading
Active
CH Status
07946291
Company No
2025
Accounts to

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Company Registration Details

Registered company nameDukes Independent Financial Advisers Ltd
Companies House number07946291 →
Company typePrivate Limited Company (Ltd)
Registered addressC/O Expertax Limited 42-44 Clarendon Road, WD17 1JJ
City / RegionWatford, London
Date incorporated2012
Years trading14 years
CH statusActive
SpecialismRecorded activity: 70221
Index statusClaim this listing →

About Dukes Independent Financial Advisers Ltd

Founded in 2012, Dukes Independent Financial Advisers Ltd has been active for 14 years — a period that spans significant change in the UK financial services landscape, including post-financial crisis regulatory reform, digital transformation and the economic disruption of recent years. The firm's continued active status through this period reflects operational stability.

It is one of 417 ifa financial advisers listed in London on this index of 1663 UK firms in the category.

Check both firm and adviser on the register; individual advisers appear with their own reference numbers.

What IFA Financial Advisers Do

IFAs advise across pensions, investments and retirement planning, with independence status disclosed in the firm's documents. Advisers must hold a minimum Level 4 qualification and agree charges with clients before work begins.

Ombudsman and FSCS protection follow authorisation, which is why the register check precedes everything else.

How to Choose the Right IFA Financial Adviser

Chartered or certified status signals qualification beyond the regulatory minimum and is worth asking about. Ask to see a sample annual review pack before agreeing to ongoing charges.

A clear fee schedule before engagement is a regulatory requirement, not a favour.

Frequently Asked Questions

What is the difference between an independent financial adviser and a restricted adviser?
An independent firm surveys the wider market; a restricted firm works from a limited product or provider set. Both are regulated, but the breadth of what they can recommend differs, and disclosure of status is mandatory.
How much does independent financial advice cost?
Expect a disclosed initial fee scaled to the work plus, where you take ongoing service, an annual percentage of assets commonly between 0.5% and 1%; nothing is chargeable until agreed in writing.
Do I need an IFA or can I manage my investments myself?
Self-directed investing through ISA and SIPP platforms works for many people; advice earns its fee where tax planning, pension optimisation, protection and inheritance strategy interact, which is typically at larger or more complex balance sheets.
What qualifications should an IFA have?
The regulatory floor is Level 4 (DipPFS or equivalent); many advisers carry Chartered or CFP status above it. Check the individual, not just the firm, on the Financial Services Register.
What happens if I receive bad financial advice from an IFA?
Raise it formally with the firm; regulation requires a response within eight weeks. Unresolved complaints go to the Financial Ombudsman Service, and the FSCS stands behind authorised firms that fail.

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Important notice: Data on this page comes from the public Companies House register. Kaeltripton.com is an independent directory service, unaffiliated with Dukes Independent Financial Advisers Ltd or any listed firm. This page does not constitute financial advice. Always verify a firm's regulatory status on the FCA Register at register.fca.org.uk and its Companies House status at companieshouse.gov.uk before entering into any arrangement.

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