UK Independent. Sourced. Primary. · Est. 2024

Ethical Compliance Ltd | IFA Financial Advisers | Telford | Est. 2024

Ethical Compliance Ltd is a ifa financial advisers registered in Telford, established 2024. View company details, send a free enquiry and verify FCA status. Kaeltripton Financial Index.

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Ethical Compliance Ltd

IFA Financial Advisers · Telford · Est. 2024

2 years
Active Trading
Active
CH Status
1,125
Monthly Views
17
Enquiries

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Company Registration Details

Registered company nameEthical Compliance Ltd
Companies House number15606275 →
Company typePrivate Limited Company (Ltd)
Registered address27 Summer Crescent, TF2 7AZ
City / RegionTelford
Date incorporated2024
Years trading2 years
CH statusActive
SpecialismRecorded activity: 99999
Index statusClaim this listing →

About Ethical Compliance Ltd

Incorporated in 2024, Ethical Compliance Ltd is a relatively recently established firm. Newer entrants to the UK financial services market often bring fresh approaches, specialist expertise and a strong digital proposition built for modern client expectations.

Telford accounts for 4 of the 1663 ifa financial advisers tracked on this index.

Verify the firm and the individual adviser on the Financial Services Register before transferring any money.

What IFA Financial Advisers Do

The core of advice is suitability: matching products to a client's objectives, capacity for loss and time horizon. Advisers must hold a minimum Level 4 qualification and agree charges with clients before work begins.

Clients of authorised firms have two safety nets, the Ombudsman and the FSCS, neither of which covers unauthorised advice.

How to Choose the Right IFA Financial Adviser

The first meeting should establish scope, charges and whether the firm's specialisms fit your situation. Ask what the ongoing service actually includes; an annual charge should map to a defined annual review.

Expect an initial charge for the advice work plus an ongoing charge if the firm reviews the portfolio annually.

Frequently Asked Questions

What is the difference between an independent financial adviser and a restricted adviser?
An independent firm surveys the wider market; a restricted firm works from a limited product or provider set. Both are regulated, but the breadth of what they can recommend differs, and disclosure of status is mandatory.
How much does independent financial advice cost?
Initial work commonly runs from several hundred pounds to the low thousands depending on complexity, with ongoing charges typically between 0.5% and 1% of assets annually; all charges must be agreed in writing before advice.
Do I need an IFA or can I manage my investments myself?
You can absolutely self-manage; the advice case strengthens as affairs grow complex, where portfolio construction, tax and inheritance interact and errors get expensive.
What qualifications should an IFA have?
The regulatory floor is Level 4 (DipPFS or equivalent); many advisers carry Chartered or CFP status above it. Check the individual, not just the firm, on the Financial Services Register.
What happens if I receive bad financial advice from an IFA?
Raise it formally with the firm; regulation requires a response within eight weeks. Unresolved complaints go to the Financial Ombudsman Service, and the FSCS stands behind authorised firms that fail.

Other IFA Financial Advisers in Telford

Midland Financial Advisers LimitedTelford · Est. 2003View →

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Important notice: The information on this page is drawn from the Companies House public register. Kaeltripton.com operates as an independent directory and has no affiliation with Ethical Compliance Ltd or any firm listed. This page does not constitute financial advice. Always verify a firm's regulatory status on the FCA Register at register.fca.org.uk and its Companies House status at companieshouse.gov.uk before entering into any arrangement.

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