UK Independent. Sourced. Primary. · Est. 2024

Broad Peak Investment Advisers Pte. Ltd | IFA Financial Advisers | #14-02 The Heeren | Est. 2013

Broad Peak Investment Advisers Pte. Ltd is a ifa financial advisers registered in #14-02 The Heeren, established 2013. View company details, send a free enquiry and verify FCA status. Kaeltripton Financial Index.

Financial IndexIFA Index › Broad Peak Investment Advisers Pte. Ltd

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Broad Peak Investment Advisers Pte. Ltd

IFA Financial Advisers · #14-02 The Heeren, Unknown · Est. 2013

13 years
Active Trading
Active
CH Status
1,093
Monthly Views
12
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Company Registration Details

Registered company nameBroad Peak Investment Advisers Pte. Ltd
Companies House numberFC031499 →
Company typeOverseas Company (UK Branch)
Registered address260 Orchard Road
City / Region#14-02 The Heeren, Unknown
Date incorporated2013
Years trading13 years
CH statusActive
SpecialismRecorded activity: Not recorded
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About Broad Peak Investment Advisers Pte. Ltd

Founded in 2013, Broad Peak Investment Advisers Pte. Ltd has been active for 13 years — a period that spans significant change in the UK financial services landscape, including post-financial crisis regulatory reform, digital transformation and the economic disruption of recent years. The firm's continued active status through this period reflects operational stability.

The Kaeltripton Financial Index records 1663 ifa financial advisers nationally, 10 of them in Unknown.

Before engaging, confirm FCA authorisation; the register also records past regulatory action.

What IFA Financial Advisers Do

Independent financial advisers must consider a broad range of retail investment products, while restricted firms advise on a limited set. Advisers must hold a minimum Level 4 qualification and agree charges with clients before work begins.

Advice from an authorised firm carries statutory complaint and compensation routes that unauthorised advice does not.

How to Choose the Right IFA Financial Adviser

For pension transfers above the statutory threshold, confirm the firm holds the specific transfer permissions. Probe the review process: what is assessed annually and what triggers advice between reviews.

Fee structures differ by firm; all must be set out in the firm's disclosure documents before engagement.

Frequently Asked Questions

What is the difference between an independent financial adviser and a restricted adviser?
An independent firm surveys the wider market; a restricted firm works from a limited product or provider set. Both are regulated, but the breadth of what they can recommend differs, and disclosure of status is mandatory.
How much does independent financial advice cost?
Expect a disclosed initial fee scaled to the work plus, where you take ongoing service, an annual percentage of assets commonly between 0.5% and 1%; nothing is chargeable until agreed in writing.
Do I need an IFA or can I manage my investments myself?
Neither answer is universal: platforms make DIY investing accessible, while advisers add value in the technical layers, tax wrappers, pension rules, estate planning, that compound at scale.
What qualifications should an IFA have?
Level 4 Diploma in Regulated Financial Planning is the FCA minimum; Chartered Financial Planner and Certified Financial Planner designations indicate study beyond it. Individual advisers can be verified on the FCA register.
What happens if I receive bad financial advice from an IFA?
The route is firm complaint, then Financial Ombudsman Service: authorised firms must operate a complaints procedure and respond within eight weeks, with the Ombudsman able to award redress on eligible cases.

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Important notice: The information on this page is drawn from the Companies House public register. Kaeltripton.com operates as an independent directory and has no affiliation with Broad Peak Investment Advisers Pte. Ltd or any firm listed. This page does not constitute financial advice. Always verify a firm's regulatory status on the FCA Register at register.fca.org.uk and its Companies House status at companieshouse.gov.uk before entering into any arrangement.

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